
The MLB Rule 5 Draft is normally held at the MLB Winter Meetings in December.
NOTE-1: The Major League Phase of the 2021 MLB Rule 5 Draft was cancelled because of the lock-out.
It is a mechanism that allows MLB clubs to select (draft) players off minor league reserve lists.
There is a "Major League Phase" where an MLB club can select Rule 5 Draft-eligible players off the reserve lists of minor league clubs (any minor league classification) for $100,000 ("Major League Phase" Rule 5 Draft price increased from $50,000 to $100,000 beginning with the December 2016 draft), and a "AAA Phase" where a club's AAA minor league affiliate can select Rule 5 Draft-eligible players off the reserve lists of minor league clubs of a lower classification (below AAA) for $24,000 (Rule 5 "AAA Phase" draft price increased from $12,000 to $24,000 beginning with the December 2016 draft).
NOTE: Effective December 2016, the "AA Phase" (where a club's AA minor league affiliate could select Rule 5 Draft-eligible players off the reserve lists of minor league clubs of a classification below AA for $4,000) has been eliminated.
There is no limit on the number of rounds in each phase (there could be one, there could be three, there could be five or more). As long as at least one club is still selecting players, the phase will continue, but as soon as all 30 teams have a full reserve list (so that clubs can no longer make selections) or have passed, the phase is over.
There is no limit on the number of Rule 5 Draft-eligible players any one organization can lose in a Rule 5 Draft.
Rule 5 Draft order is based upon the inverse order of winning percentages from the previous season. If the winning percentages of two or more clubs are the same, the club with the lowest winning percentage from the previous season picks first. If two or more clubs are still tied, league standings from two years back (or three years back, four years back, etc) are used to break the tie.
RULE 5 DRAFT ELIGIBILITY
1. A minor league player who was 18 or younger on the June 5th immediately prior to signing his first contract is eligible for selection starting with the 5th Rule 5 Draft following his first qualified season, and a minor league player who was 19 years or older on the June 5th immediately prior to signing his first contract becomes eligible for selection starting with the 4th Rule 5 Draft following his first qualified season.
2. If a player signs his first contract after the conclusion of the season of the MLB or minor league club to which he is first assigned (even if he signs prior to the Rule 5 Draft), the next season is considered to be the player's "first qualified season" for Rule 5 eligibility purposes. (Depending on the minor league, the conclusion of a minor league club's season could be as early as the first week of August, or as late as the second week of September).
3. A player eligible to be an MLB Rule 9 minor league free-agent who signs a minor league successor contract prior to being declared a free-agent and a free-agent with prior MLB and/or minor league service who signs a minor league contract prior to the Rule 5 Draft is eligible for selection if the player was 18 or younger on the June 5th immediately prior to signing his first contract and it is at least the 5th Rule 5 Draft since he signed his first contract, or the player was 19 years or older on the June 5th immediately prior to signing his first contract and it is at least the 4th Rule 5 Draft since he signed his first contract.
4. Any player on a minor league reserve list who has either been released or had his contract voided and then re-signs with the same MLB organization within one year is eligible for selection.
5. Any player on a minor league reserve list who has been outrighted to the minors previously in his career is eligible for selection.
6. A player on the Voluntary Retired List, Disqualified List, or Ineligible List is not eligible for selection.
7. An MLB club can designate any player on a minor league reserve list "eligible for selection" in a Rule 5 Draft even if the player would not normally be eligible, but once a player is designated "eligible for selection," he remains eligible for selection in all subsequent Rule 5 drafts.
NOTE: A club might do this if the club is planning to release the player during the off-season.
8. A minor league player-manager who would be eligible for selection in the Rule 5 Draft if he was only a player can be selected, but if he is selected, the player-manager can reject the selection and retire. He has 30 days to decide. If he rejects the selection and opts to retire as a player, the player-manager is ineligible to be reinstated as a player for a minimum of one year.
At present (9/12), 67 Cubs minor leaguers are eligible for selection in the 2023 Rule 5 draft. A maximum of 38 players can be placed on the AAA reserve list on the reserve list roster filing deadline in November and be eligible for selection in the Major League Phase only, and in practice most clubs leave three or more slots open on their AAA reserve list when rosters are filed for free-agents who sign a minor league contract and players who are sent outright to AAA prior the Rule 5 Draft, and to provide AAA roster slots for players who might be selected in the AAA Phase of the Rule 5 Draft.
NOTE: If not added to the MLB 40-man roster, the players underlined and in bold green below will likely be placed on the 38-man AAA Iowa reserve list so that they will be eligible for selection only in the Major League Phase of the 2023 Rule 5 Draft.
CUBS MINOR LEAGUERS ELIGIBLE FOR SELECTION IN 2023 RULE 5 DRAFT (last updated 9-12-2023):
Pablo Aliendo, C
Ezequiel Alvarez, INF-OF
Jose Aquino, LHP
Max Bain, RHP
Bradlee Beesley, OF
Hunter Bigge, RHP
David Bote, INF (Article XX-D player)
Yovanny Cabrera, RHP
Burl Carraway, LHP
Derek Casey, RHP
Chris Clarke, RHP (Article XX-D player)
Luis Devers, RHP
Jefferson Encarnacion, OF
Manuel Espinoza, RHP
Anderson Feliz, RHP (on RESTRICTED LIST)
Kohl Franklin, RHP
Richard Gallardo, RHP
Reivaj Garcia, INF
Saul Gonzalez, RHP
Ethan Hearn, C
Darius Hill, OF
Porter Hodge, RHP
Bailey Horn, LHP
Joel Jimenez, RHP
Levi Jordan, INF
Chris Kachmar, RHP
Caleb Knight, C
Scott Kobos, LHP
Adam Laskey, LHP
Ben Leeper, RHP
Joel Machado, LHP
Nelson Maldonado, 1B
Michael McAvene, RHP
Scott McKeon, INF
Ismael Mena, OF
Juan Mora, INF
Cristian More, OF
Rafael Morel, INF
Joe Nahas, RHP
Jordan Nwogu, OF
Johzan Oquendo, RHP
Miguel Pabon, INF-C
Ezequiel Pagan, OF
Jack Patterson, LHP
Fabian Pertuz, INF
Yohendrick Pinango, OF
Reggie Preciado, INF
Malcom Quintero, C
Sheldon Reed, RHP
Jake Reindl, RHP
Samuel Rodriguez, LHP
Cole Roederer, OF
Cam Sanders, RHP
Tyler Schlaffer, RHP
Jake Slaughter, INF
Felix Stevens, 1B-OF
Chase Strumpf, INF
Riley Thompson, RHP
Sam Thoresen, RHP
Cayne Ueckert, RHP
Luis Verdugo, INF
Jake Washer, C
Andy Weber, INF
Jacob Wetzel, OF
Blake Whitney, RHP
Brad Wieck, LHP
Bryce Windham, C-INF
Additionally, a free-agent who signs a 2024 minor league contract prior to the 2023 Rule 5 Draft will be eligible for selection if the player was 18 or younger on the June 5th immediately prior to signing his first contract and it is at least the 5th Rule 5 Draft following his first qualified season, and a minor league player who was 19 years or older on the June 5th immediately prior to signing his first contract becomes eligible for selection starting with the 4th Rule 5 Draft following his first qualified season.
SIX-YEAR MINOR LEAGUE FREE-AGENTS POST-2023:
Craig Brooks, RHP (if reinstated from Restricted List)
Jesus Camargo, RHP (if reinstated from Restricted List)
Yovanny Cruz, RHP
Tyler Duffey, RHP (Article XIX-A player)
Stephen Gonsalves, LHP (Article XX-D player)
Carlos Guzman, RHP
Ben Hecht, RHP
P. J. Higgins, C-INF (Article XX-D player)
Brendon Little, LHP
Brailyn Marquez, LHP
Nick Neidert, RHP
Eduarniel Nunez, RHP
Yonathan Perlaza, OF
Samuel Reyes, RHP
Luis Vazquez, INF
SECOND CONTRACT MINOR LEAGUE PLAYERS (see NOTE-3 below)
Michael Arias, RHP (previously released by TOR)
Andres Bonalde, LHP (on Restricted List - previously released by CUBS)
Fraiman Marte, RHP (previously released by STL)
Francis Reynoso, RHP (ex-1B - previously released by STL)
Dalton Stambaugh, LHP (previously released by BAL)
NOTE-3: With mutual consent (player & club), a second-contract minor league player who has accrued fewer than seven minor league seasons can be signed to a multi-year minor league contract with club control extending up through the player's seventh minor league season. So it is possible that one or more of the Cubs minor league second contract players are signed beyond the 2023 season (TBD).
RULE 5 DRAFT RESTRICTIONS:
1. A minor league player eligible for selection in the Rule 5 Draft cannot be added to an MLB Reserve List (40-man roster), traded to another organization, or transferred from one minor league reserve list to another within the same organization, beginning with the filing of MLB minor league reserve lists and extending through the completion of the Rule 5 Draft.
2. A Rule 5 Draft-eligible player cannot be sent outright to the minors beginning at 5 PM (Eastern) on the third day prior to the Rule 5 Draft through the conclusion of the draft.
3. A club must have as many slots open on its MLB Reserve List (40-man roster) prior to the start of the Rule 5 Draft as the number of players it selects in the Major League Phase, and an MLB club's AAA affiliate must have as many slots open on its reserve list prior to the start of the AAA Phase of the Rule 5 Draft as the number of players the affiliate selects in the AAA Phase.
4. A club can select a player off the reserve list of one of its own minor league affiliates, but if the player is selected in the Major League Phase, the club is bound by the same Rule 5 roster restrictions as if it had selected the player off the reserve list of another club's minor league affiliate.
NOTE: This actually happened at least once a number of years ago, after a club (Atlanta Braves) inadvertently left one of its top prospects off its MLB Reserve List (40-man roster) when minor league reserve lists were submitted to the MLB Commissioner on November 20th.
5. A player eligible for selection in the Rule 5 Draft cannot be "covered up" from selection, either by agreement between two clubs or by effect (such as by concocting a phony injury and placing the player on an Injured List in an attempt to decrease a player's value when the player is not really injured). Also, a player selected in the Major League Phase of the Rule 5 Draft cannot be "hidden" on an Injured List to help the drafting club fulfill Rule 5 roster obligations (such as by leaving the player on the Injured List after he is healthy enough to play). If the MLB Commissioner believes a club "covered up" a player to avoid losing the player in the Rule Draft or "hid" a selected player on an Injured List, the offending club or clubs are subject to a penalty (TBD by the MLB Commissioner).
Recent comments
crunch 09/24/2023 - 09:52 pm (view)
cubs win...so do MIA and CIN,. ARZ is close to winning (up by 6 in the 8th). total wash of a day.
off day tomorrow then it's the last week of baseball...not an easy one vs MIL and ATL. last-week drama...
crunch 09/24/2023 - 09:47 pm (view)
merryweather puts the first couple guys on with 0 outs...and smyly is up in the pen. back end of the pen situation is a mess.
crunch 09/24/2023 - 09:31 pm (view)
"Coming into the game, they were 0-819 when trailing by nine runs or more." damn.
Charlie 09/24/2023 - 09:48 am (view)
I wonder how many pitchers have missed this much time in a relatively short span with recurring forearm issues and not had it lead to surgery.
Cubster 09/24/2023 - 09:34 am (view)
Historic win for Pirates...
https://www.mlb.com/news/pirates-mount-historic-rally-to-beat-reds?part…
Arizona Phil 09/23/2023 - 09:02 pm (view)
The deadline for trading players on an MLB Reserve List (40-man roster) and players who were outrighted to the minors after signing a 2023 MLB contract was August 1st, but trades involving players on a minor league reserve list are prohibited beginning at 12 PM (Eastern) on the 7th day prior to the originally-scheduled conclusion of the 2023 MLB regular season (Sunday 9/24) through the last day of the MLB regular season (including a day on which a regular season game is played after the originally-scheduled conclusion of the MLB regular season).
Arizona Phil 09/24/2023 - 09:41 am (view)
jdrnym:
As you know, the abbreviation "DFA" stands for "Designated for Assignment."
There are three types of assignments:
1. Trade Assignment (when a player is traded from one MLB club to another)
2. Outright Assignment (when a player is sent to the club's minor league Domestic Reserve List after Outright Assignment Waivers have been secured).
3. Optional Assignment (when a player is optioned to the minors, subject to being recalled at a later time).
So when a player is Designated for Assignment, the player can either be traded, outrighted to the minors, or optioned to the minors.
Normally a player is not Designated for Assignment and then optioned to the minors, because the club could just option the player to the minors immediately without a DFA.
Back in the day It was not that unusual for a player to be Designated for Assignment so that Optional Assignment Waivers could be secured (Optional Assignment Waivers were required before certain players could be optioned to the minors, and just like the old Trade Assignment Waivers, Optional Assignment Waivers were revocable if a player was claimed).
https://www.thecubreporter.com/why-player-designated-assignment-and-the…
Optional Assignment Waivers were eliminated in 2016 and Trade Assignment Waivers were eliminated in 2021, so all revocable waivers have been eliminated. What's left are Outright Assignment Waivers and Outright Release Waivers, and both are irrevocable (cannot be withdrawn) once requested.
With the new five option limit whereby a player can be optioned to the minors no more than five times in a given season before Outright Assignment Waivers must be secured (and it - IS - Outright Assignment Waivers that must be secured, even though it is for the purpose of an Optional Assignment), it now might be necessary for a club to DFA a player to clear a spot on the MLB 26-man roster (MLB 28-man roster in September) for another player and to allow for the two days (actually 47 hours) required to run a player through waivers. After the two day "Waiver Claiming Period" concludes (and presuming the player isn't claimed), the player can be returned to the MLB 40-man roster and optioned to the minors (even after being Designated for Assignment). But for that to happen, the player can - NOT - be replaced on the MLB 40-man roster by another player after being Designated for Assignment.
However, in the case of Jordan Luplow, he had - NOT - been optioned to the minors five times in the 2023 season prior to be optioned to AAA St. Paul on 9/18, so the Twins did not need to DFA Luplow in order to secure Outright Assignment Waivers so that he could be optioned to the minors a sixth time. But because he was Designated for Assignment and not replaced on the 40 by another player after the DFA, the Twins could return him to the 40 and option him to the minors even after he was Designated for Assignment, because an Optional Assignment is one of the three types of assignments.
So Luplow was Designated for Assignment even though he didn't need to be, and then the Twins returned him to their MLB 40-man roster and optioned him to the minors a couple of days later (which they can do, since Luplow wasn't replaced on the 40 by another player after he was Designated for Assignment). What the Twins did (DFA Luplow and then return him to the 40 and option him to the minors a couple of days later) was within the rules. It's just very odd and doesn't make a lot of sense.
So I will offer what I believe is the most logical reason the Twins did this:
The Twins DFA'd Luplow because they intended to reinstate Chris Paddack from the 60-day IL, but then Carlos Correa suddenly needed to go on the 10-day IL and they recalled Trevor Larnach to replace Correa, but then they probably decided they should keep Luplow on the 40-man roster, too (and on Optional Assignment to AAA), and didn't want to risk losing him off waivers or by him electing free-agency after being outrighted. Luplow has Article XX-D rights (he has been outrighted to the minors previously in his career, so he would had the right to elect free-agency after he was outrighted). Clearly the Twins felt they might need Luplow's RH bat after losing Correa and with Royce Lewis having left a game with a hamstring injury that led to an IL assignment. And that meant that Paddack would remain on his minor league rehab assignment a few extra days, but the Twins will need him in the post-season, not now.
Also, if Luplow was outrighted instead of being optioned, he would no longer be automatically eligible to play in the post-season (except as a possible injury replacement).
Not only did Carlos Correa go on the IL, Royce Lewis went on the IL, too, two days after Correa went on the IL and two days after Luplow was optioned to AAA, so the Twins did in fact end up needing Luplow after all, and recalled him just a couple of days after he was optioned to replace Lewis on the MLB 28-man roster. (So both Larnach and Luplow were recalled within a couple of days of each other, replacing Correa and Lewis on the Twins MLB 28-man roster).
So that's all I've got. That is the only thing that makes sense. The Twins DFA'd Luplow because they had intended to replace him on the 40 with another player (probably Paddack) and hoped that they would be able to run him through waivers and that he wouldn't get claimed and that he would accept an Outright Assignment, but then they suddenly changed their minds because of the injury to Correa and the possibility that Lewis might also have to go on the IL (which did, in fact, happen the next day). Also, with the injuries to Correa and Lewis, the Twins wanted Luplow to remain automatically post-season eligible, which would not be the case if he was outrighted.
Again, the Twins were able to return Luplow to the 40 and option him to AAA because he hadn't been replaced on the 40 by another player after he was Designated for Assignment.
crunch 09/23/2023 - 09:00 pm (view)
CIN out here blowing a 9-0 lead they built through 3 innings. 9-9 tie in the 7th.
crunch 09/23/2023 - 09:05 pm (view)
boxburger 10d IL, k.thompson back up. it's his right forearm (again).
crunch 09/23/2023 - 09:12 pm (view)
merryweather got out of it, but he loaded the bases with 1 out. of course ross got cuas up in the pen...thankfully he didn't need to come in.
looks like cuas gets the 9th.